La ricerca Socio-Economica e
Umanistica in Horizon 2020
Monique Longo, APRE
NCP Societal Challenge 6 “Europe in a changing world –
Inclusive, Innovative and Reflective Societies”
Sommario
• Chi può partecipare
• Come presentare un progetto di ricerca SocioEconomica e Umanistica in Horizon 2020
• Come leggere il Programma di lavoro
• I formulari
2
Struttura del programma
Progetti collaborativi
Industrial Technologies
Excellent Science
European Research Council
Frontier research by the best
individual teams
Future and Emerging
Technologies
Collaborative research to open
new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and
career development
Research infrastructures
(including e-infrastructure)
Ensuring access to world-class
facilities
Societal Challenges
Leadership in enabling and
industrial technologies
ICT, nanotechnologies,
materials, biotechnology,
manufacturing, space
Health, demographic change
and wellbeing
Access to risk finance
Leveraging private finance and
venture capital for research
and innovation
Secure, clean and efficient
energy
Innovation in SMEs
Fostering all forms of
innovation in all types of SMEs
Climate action, resource
efficiency and raw materials
Food security, sustainable
agriculture, marine and
maritime research & the
bioeconomy
Smart, green and integrated
transport
Inclusive, innovative and
reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
Euratom
3
Chi può partecipare a H2020?
4
Conditions for participation
• Minimum conditions
• For standard collaborative actions
• At least, 3 legal independent entities, each established in different MS/AC
• For SME Instrument, ERC, MSC, programme co-fund, CSA
• 1 legal entity established in a MS/AC
• For Fast Track to Innovation
• Max. 5 participants
• Additional conditions
• To be set out in the Work Programme (i.e. number of participants,
type of participants, etc.)
Tutti possono partecipare
Ma
Non tutti possono essere
finanziati
Paesi Membri UE
Paesi Associati
Paesi ICPC
Paesi industrializzati
http://ec.europa.eu/research/participants/data/ref/h2020/grants_m
anual/hi/3cpart/h2020-hi-3cpart_en.pdf
6
• Albania
• Bosnia and Herzegovina
• Faroe Islands
• Former Yugoslav Republic of Macedonia
• Iceland
• Israel
• Moldova
• Montenegro
• Norway
• Serbia
• Switzerland
• Turkey
Eligibility for funding
• Entities established in Member States or associated countries
or third country identified in the WP
• Entities created under Union law
• International European interest organisation
• Other entities may receive funding if:
– participation is essential or
– such funding foreseen in bilateral arrangement between the Union
and third country/international organisation
Disclaimer : legally not binding
1° PILLAR
EXCELLENT SCIENCE
9
Industrial Technologies
Excellent Science
European Research Council
Frontier research by the best
individual teams
Future and Emerging
Technologies
Collaborative research to open
new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and
career development
Research infrastructures
(including e-infrastructure)
Ensuring access to world-class
facilities
Societal Challenges
Leadership in enabling and
industrial technologies
ICT, nanotechnologies,
materials, biotechnology,
manufacturing, space
Health, demographic change
and wellbeing
Access to risk finance
Leveraging private finance and
venture capital for research
and innovation
Secure, clean and efficient
energy
Innovation in SMEs
Fostering all forms of
innovation in all types of SMEs
Climate action, resource
efficiency and raw materials
Food security, sustainable
agriculture, marine and
maritime research & the
bioeconomy
Smart, green and integrated
transport
Inclusive, innovative and
reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
10
Consiglio Europeo della Ricerca
•
•
•
Nella proposta non sono evidenziati gli schemi di finanziamento
ERC organo indipendente
Schemi
FP7
Eleggibilità
ERC Starting
2-7 anni dal phd
ERC Consolidator
7-12 anni dal phd
ERC Advanced
Almeno 10 anni di esperienza on ricerca
ERC Sinergy
• Da due a quattro PI
• transdisciplinarietà
ERC Proof of Concept
Per grantees finanziati
11
ERC Proposals: Key elements
Principal
Investigator (PI)
Host
Institution (HI)
Individual
research team
Nationality, age or
current place of
work not relevant
To be located in
a EU Member
State or
Associated
Country
PI has freedom
to choose team
members
ERC Proposals: Budget
Starting Grant
Up to 1,5 M€ for
5 years
Consolidator
Grant
Up to 2 M€ for
5 years
Advanced Grant
Up to 2,5 M€ for
5 years
http://erc.europa.eu/
14
MARIE SKŁODOWSKA-CURIE ACTIONS - MSCA
15
MARIE SKŁODOWSKA-CURIE ACTIONS - MSCA
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http://ec.europa.eu/euraxess/
17
COME PRESENTARE UN PROGETTO
DI RICERCA SOCIO-ECONOMICA E
UMANISTICA IN HORIZON 2020
Dall’idea al progetto
Idea
Topic SC6?
O in altre aree Horizon
2020?
ERC?
Marie Curie?
Altri programmi europei
(Easi, Creative europe, ecc)?
Fondi nazionali
19
Dall’idea al progetto
Idea
Partner
Che ruolo vogliono ricoprire?
Coordinatore o partner?
Se partner, come trovo potenziali coordinatori?
Sito degli NCP NET4SOCIETY
Progetti finanziati in passato
Voglio coinvolgere delle pubbliche amministrazioni, ma non come
partner:
Partner associati
Advisory Boards
Esperti nei workshop/meeting
20
Dall’idea al progetto
Idea
Partner
Scrittura
proposta
Lingua inglese
Formulario si trova on-line:
Parte A
Parte B
Chi lo scrive?
21
Dall’idea al progetto
Idea
Partner
Scrittura
proposta
Invio
On-line e niente cartaceo
No moduli firmati
Creare profilo on-line sul
Participant Portal
Serve il PIC da chiedere
all’Ufficio ricerca
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Dall’idea al progetto
Idea
Partner
Invio
Valutazione
Scrittura
proposta
Identificazone esperti
Panel
Ranking list
Entro 5 mesi termina
Registrarsi come ESPERTO!!!
https://ec.europa.eu/research/participants/portal/page/home
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Dall’idea al progetto
Idea
Invio
Partner
Scrittura
proposta
Valutazione
Firma del
Contratto
Entro 8 mesi termina
Non si negozia come in passato
Consortium Agreement
Firma del contratto con la CE
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COME LEGGERE IL PROGRAMMA DI
LAVORO
25
Research & innovation
action
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Research & Innovation action
•
Progetti collaborativi
•
They are actions with Research and Development activities as the core of the
project intending to establish new scientific and technical knowledge and/or
explore the feasibility of a new or improved technology, product, process, service
or solution
•
- may include basic and applied research, technology development and
integration, testing and validation on a small-scale prototype in a laboratory or
simulated environment
•
- may contain closely connected but limited demonstration or pilot activities
aiming to show technical feasibility in a near to operational environment
•
100% funding rate
•
25% indirect costs
• Durata: 2-3 anni
• Grandezza: dai 3 per l’elegibilità – 7 – 12 - ……
27
Innovation action
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Innovation Action
•
Progetti collaborativi
•
"Pure" Innovation Actions "'Innovation action' means an action primarily
consisting of activities directly aiming at producing plans and arrangements or
designs for new, altered or improved products, processes or services. For this
purpose they may include prototyping, testing, demonstrating, piloting, large-scale
product validation and market replication"
• 70% funding rate direct costs (100% for non-profit legal entities)
• 25% indirect costs
• Durata: 2-3 anni
• Grandezza: dai 3 per l’elegibilità – 7 – 12 - ……
29
ERA net
30
ERA net
Bandi congiunti
Regole di finanziamento stabilite a livello nazionale
Solo gli enti con sede nei paesi partecipanti
possono partecipare
Progetti collaborativi
31
CSA
32
Coordination and Support
Coordination and Support Action
Actions consisting primarily of accompanying measures such as standardisation,
dissemination, awareness-raising and communication, networking, coordination or
support services, policy dialogues and mutual learning exercises and studies,
including design studies for new infrastructure and may also include
complementary activities of strategic planning, networking and coordination
between programmes in different countries.
• 100% funding rate direct costs
• 25% indirect costs
• Substantially similar to FP7
Strumento PMI
Lo strumento per le PMI
Concept & Feasibility
Assessment
Demonstration
Market replication
R&D
Commercialisation
Idea to concept,
risk assessment,
technological & commercial
feasibility
Demonstration, prototyping,
testing , market replication,
scaling up, miniaturisation,
research
Quality label for
successful projects,
access to risk finance,
indirect support
Idea
Sostegno continuo per l'intera durata
Mercato
Lo strumento PMI: le tre fasi
Fase 1: concetto e
valutazione della
fattibilità
Input:
Idea/Concept in "Business
Plan I"
(~ 10 pages)
Fase 2: R&D,
dimostrazione, market
replication
Input:
"Business plan II" +
"Description of activities
under Phase2" (~ 30 pp.)
Main Activities:
Main Activities:
Feasibility of concept
Risk assessment
IP regime
Partner search
Design study
Pilot application
Development Prototyping
Testing
Piloting
Miniaturisation
Scaling-up
Market replication
Output: elaborated
"Business plan II"
Output: investor-ready
"Business plan III"
Lump sum: around
50.000 €
Output based payments:
1 to 2,5 M€ EU funding
~ 6 months
~ 12 to 24 months
Fase 3:
Commercializzazione
Input:
"Business plan III"
+
Opportunities:
'Quality label' for successful
Phase 1 & 2
Easier access to private finance
Support via networking, training,
coaching, information,
addressing i.a. IP management,
knowledge sharing,
dissemination
SME window in the EU financial
facilities (debt facility and equity
facility)
No direct funding
36
Definizione di PMI
La definizione di PMI utilizzata dalla Commissione (da 01/01/2005):
Impegnata in una attività economica
< 250 addetti
Fatturato annuo di ≤ € 50 Milioni oppure un bilancio totale di ≤ € 43 Milioni
Autonoma
Definizione:
http://ec.europa.eu/enterprise/policies/sme/fa
cts-figures-analysis/sme-definition/index_en.htm
Guida alla nuova definizione:
http://ec.europa.eu/enterprise/enterprise_policy/sme_
definition/sme_user_guide_it.pdf
37
I FORMULARI
38
Parte A
39
Parte A - budget
Personnel
Travel
Other costs
Equipment
Consumables
Indirect costs
40
Parte B
41
Parte B della proposta
Capitolo 1
Excellence
Capitolo 2
Impact
Capitolo 3
Implementation
70 pagine
Capitolo 4
Members of the
consortium
Capitolo 4
Ethics and Security
42
Writing the proposal: part B
1: Excellence
1.1 Objectives
1.2 Relation to work programme
1.3 Concept and approach
1.4 Ambition
2. Impact
2.1 Expected impacts
2.2 Misure to maximase impact
a) Dissemination and exploitation of results
b) Communication activities
And cover page!
• Title of proposal and
• List of participants
3. Implementation
3.1 Work plan – work packages, deliverables and milestones
3.2 Management structure and procedures
3.3 Consortium as a whole
3.4 Resources to be committed
4. Individual participants
43
Parte B della proposta
Capitolo 1
Excellence
Capitolo 2
Impact
1° Criterio di valutazione:
2° Criterio di valutazione
Excellence
Impact
Capitolo 3
Implementation
Capitolo 4
Members of the
consortium
3° Criterio di valutazione
Quality and efficiency of
implementation
44
Progetto
45
Prima
Progetti già finanziati
Politiche europee
Direttive e comunicazioni UE
Progetto
Dopo
Impatto per la società
Impatto per l’economia
Impatto per l’ambiente
Impatto per l’UE
Impatto per la tua azienda
Disseminazione dei risultati
presso i policy maker
46
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Monique Longo
[email protected]
BUON LAVORO
48
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