Milano, 12-13 Marzo 2014
Corso di Europrogettazione
Gli strumenti implementativi
Ing. Giorgio Franchioni (RSE)
15 Febbraio 2012
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Argomenti
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Riferimenti
Strumenti implementativi
SME instrument
Opportunità aperte in H2020 2014
Statistiche
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TRL
Description
TRL 0
Idea Unproven idea or concept where no peer reviewed analysis or testing
has been performed
TRL 1
Basic Research The initial scientific research has been completed. The basic
principles of the idea have been qualitatively postulated and observed. The
process outlines have been identified. No experimental proof and detailed
analysis are yet available
TRL 2
Technology formulation The technology concept, its application and its
implementation have been formulated. The development roadmap is
outlined. Studies and small experiments provide a "proof of concept" for the
technology concepts
TRL 3
Applied Research The first laboratory experiments have been completed.
The concept and the processes have been proven at laboratory scale, tabletop experiments. Potential of materials and up scaling issues have been
identified
Corso di Europrogettazione
G. Franchioni Gli strumenti implementativi
RESEARCH LEVEL
TRL – Technology Readiness Level
4
TRL
Description
TRL 4
Small Scale Prototype Development Unit (PDU) The components of the
technology have been identified. A PDU has been built in a laboratory and
controlled environment. Operations have provided data to identify potential up
scaling and operational issues. Measurements validate analytical predictions of
the separate elements of the technology. Simulation of the processes has been
validated. Preliminary LCA and economy assessment models have been
developed
TRL 5
Large Scale Prototype Development Unit The technology has been qualified
through testing in intended environment, simulated or actual. The new
hardware is ready for first use. Process modelling (technical and economic) is
refined. LCA and economy assessment models have been validated. Where it is
relevant for further up scaling the following issues have been identified: Health
& safety, environmental constraints, regulation, and resources availability.
TRL 6
Prototype System The components and the process have been up scaled to
prove the industrial potential and its integration within the energy system.
Hardware has been modified and up scaled. Most of the issues identified earlier
have been resolved. Full commercial scale system has been identified and
modelled. LCA and economic assessments
have been refined.
Corso di Europrogettazione
G. Franchioni Gli strumenti implementativi
INDUSTRY LEVEL
TRL – Technology Readiness Level
5
TRL – Technology Readiness Level
Description
TRL 7 TRL 7: Demonstration System The technology has been proven to
work and operate a pre-commercial scale. Final operational and
manufacturing issues have been identified. Minor technology issues
have been solved. LCA and economic assessments have been
refined.
TRL 8 TRL 8: First of the kind commercial System The technology has been
proven to work at a commercial level through a full scale application.
All operational and manufacturing issues have been solved.
TRL 9 TRL 9: Full commercial application The technology has been fully
developed and is commercially available for any consumers
Corso di Europrogettazione
G. Franchioni Gli strumenti implementativi
MARKET LEVEL
TRL
6
TRL – Technology Readiness Level
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SET Plan: Strategic Energy
Technology Plan
TECHNOLOGY PRIORITIES
• The European Industrial
Bioenergy Initiative
• The European CO2 Capture,
Transport and Storage Initiative
• The European Electricity Grid
Initiative
• The Fuel Cells and Hydrogen
(FCH) Joint Technology Initiative
• The Sustainable Nuclear
Initiative
• Energy Efficiency – The Smart
Cities Initiative
• The Solar Europe Initiative
• The European Wind Initiative
The SET-Plan Steering Group
(SET-Group)
The European Energy Research
Alliance (EERA)
The SET-Plan Information System
(SETIS)
EIIs are joint large scale
technology development
projects between
academia, research and
industry
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Key EU energy objectives
ENERGY EFFICIENCY OBJECTIVES
• to hold 2020 energy consumption down to no more than 1474 Mtoe of
primary energy consumption and 1078 Mtoe of final energy
consumption1617; and
• to hold 2030 energy consumption down to an appropriate level (which
may be set as a function of the EU's economic performance)
LOW-CARBON EMISSIONS OBJECTIVE
• to reduce its greenhouse gas emissions 20% below 1990 levels by 2020,
and intends to achieve a further reduction to 80-95% by 2050
• renewables should cover 20% of the final energy consumption in 2020,
and a large part of it by 2050, as identified in the Energy roadmap 2050
• a reduction of at least 60% of GHGs by 2050 with respect to 1990 is
required from the transport sector, while by 2030 the goal for transport
will be to reduce GHG emissions to around 20% below their 2008 level
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KET: key enabling technologies
La nanotecnologia consentirà di sviluppare micro e nano dispositivi e sistemi
intelligenti, che porteranno cambiamenti radicali in settori essenziali quali l'assistenza
sanitaria, l'energia, l'ambiente e la i processi produttivi.
La micro e la nanoelettronica, compresi i semiconduttori, sono essenziali per tutti i
beni e servizi che necessitano di un controllo intelligente in vari settori, che consentono
di gestire con maggiore efficienza la produzione, lo stoccaggio, il trasporto e i consumi
di energia elettrica attraverso dispositivi e reti intelligenti.
La fotonica fornisce tra, l'altro la base tecnologica per la conversione economica della
luce solare in energia elettrica, importante per la produzione di energia rinnovabile, e
una varietà di componenti e attrezzature elettronici, quali fotodiodi, LED e laser.
I materiali avanzati agevolano il riciclaggio, riducono le emissioni di carbonio e il
fabbisogno energetico e limitano la domanda di materie prime scarsamente presenti in
Europa.
La biotecnologia offre processi alternativi più puliti e sostenibili per la produzione
industriale e agroalimentare. Essa consentirà ad esempio di sostituire progressivamente
i materiali non rinnovabili, attualmente impiegati da varie industrie, con risorse
rinnovabili
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0512:FIN:IT:PDF
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Research and
Innovation Action (RIA)
Action aiming at establishing new knowledge and/or to explore
the feasibility of a new or improved technology, product,
process, service or solution.
For this purpose they may include basic and applied research,
technology development and integration, testing and validation
on a small-scale prototype in a laboratory or simulated
environment.
Projects may contain closely connected but limited
demonstration or pilot activities aiming to show technical
feasibility in a near to operational environment.
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RIA conditions
• Participants ≥ 3 legal entities from
3 MS/AC
• Funding (100% dir + 25% Indir)
• Duration: 36-48 months
• EC contribution: 2.0 ÷ 5.0 M€
• collaborative research projects in
FP7
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Innovation Action (IA)
Action aiming at producing plans and arrangements or designs for
new, altered or improved products, processes or services.
They may include prototyping, testing, demonstrating, piloting,
large-scale product validation and market replication.
• ‘demonstration or pilot’ aims at validating the technical and economic in an
operational environment.
• ‘market replication’ aims at supporting the first application - deployment in the
market of an innovation that has already been demonstrated but not yet
applied-deployed in the market due to market failures-barriers to uptake.
• ‘First’ means new at least to Europe or new at least to the application sector in
question.
Projects may include limited research and development activities.
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IA conditions
• Participants ≥ 3 legal entities from
3 MS/AC
• Funding (70% dir + 25% Indir)
• Duration: 30-36 months
• EC contribution: 2.0 ÷ 5.0 M€
• Competitive Innovation (Pilot)
Projects in FP7
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Coordination and
Support Action (CSA)
Actions consisting of accompanying measures such as
standardization, dissemination, awareness-raising and
communication, networking, coordination or support services, policy
dialogues and mutual learning exercises and studies, including
design studies for new infrastructure and may also include
complementary activities of strategic planning, networking and
coordination between programmes in different countries
No research
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CSA conditions
• 1 legal entity (depending from the specific
topic requirements)
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Funding (100% dir + 25% Indir)
Duration: 12-30 months
EC contribution: 0.5 ÷ 2.0 M€
CSA in FP7
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H2020 Pillar two objective
This pillar aims to speed up development of the
technologies and innovations that will support
tomorrow's businesses and help innovative
European SMEs to grow into world-leading
companies.
The goal is to make Europe a more attractive
location to invest in research and innovation
(including eco-innovation), by promoting
activities where businesses set the agenda. It
will provide major investment in key industrial
technologies, maximize the growth potential of
European companies by providing them with
adequate levels of finance and help innovative
SMEs to grow into world-leading companies
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What a SME is
To count as a "small and medium-sized enterprise" (SME), your
organization must be engaged in an economic activity and must
have:
• fewer than 250 employees
And
• an annual turnover of no more than € 50 million and/or a
balance sheet of no more than € 43 million
Whether you count as an SME may depend on how you count
your workforce, turnover or balance sheet.
You must take account of any relationships you have with other
enterprises.
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H2020 support to SMEs
• 4970 M€ -> Collaborative projects
• 2675 M€ -> SME Instrument
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SME instrument
SME instrument is designed to promote
competitiveness, growth and job creation of
European SMEs through delivering innovations
for the market place. SMEs will be supported
to enhance their innovation capacity and
innovation output with growth potential. As
the SME instrument aims to bridge the gap
between research and development and the
commercialization of innovation, the funding
of single company projects is possible. The
projects need to have a clear European added
value.
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SME Instrument
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SME instrument
Phase 1: the feasibility study should verify the technological/practical as well as
economic viability of an idea which is innovative in its specific sectors. The activities
could be: market analysis, IPR, risk assessment, partner search. The usefulness of the
concept has to be detected into phase 1 and reached into phase 2. The proposal should
contain an initial business plan based on the idea to be presented. The funding is a lump
sum of 50.000 euro and the period covered by the first phase lasts 6 months.
Phase 2: the activities of this phase are focused on innovation and demonstration
actions such as testing, prototyping, piloting. The proposals should be based on an
elaborated business plan that can correspond to the final business plan of the phase 1
or can be elaborated by other means. Funding: 70%
Phase 3: in this phase the SMEs do not receive any funding from the Commission but
can benefit from support measures and services which support them in receiving
financial support.
Successful beneficiaries could receive coaching and monitoring support in phase 1 and
2.
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Eligibility
• Support is available to for-profit SMEs individually or as part of a
consortium of for-profit SMEs. Other partners – such as research providers
or larger companies – can be involved as associates ("third parties"), but
they are not eligible for funding.
• Businesses outside the EU can get support provided they're based in a
Horizon 2020 associated country. SMEs established in other countries can
take part in projects as associates ("third parties"), for example as
subcontractors, but they're not eligible for funding.
• One project/proposal per business at a time. You can't submit a second
application under the SME instrument if:
– you are already taking part in a project (as lead applicant or partner)
– you are part of a project going through the application process (from
phase 1)
But you can:
• submit a second application under the SME instrument if your first
application is rejected and
• apply for funding under the SME instrument even if you are part of
another Horizon 2020 project or application outside the SME instrument.
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SMEINST-1-2014
• Space-SME-2014-1: SME Instrument
• NMP-25-2014-1: Accelerating the uptake of nanotechnologies, advanced
materials or advanced manufacturing and processing technologies by SMEs
• BG-12-2014-1: Supporting SMEs efforts for the development - deployment
and market replication of innovative solutions for blue growth
• SIE-01-2014-1: Stimulating the innovation potential of SMEs for a low
carbon energy system
• IT-1-2014-1: Small business innovation research for Transport
• SC5-20-2014-1: Boosting the potential of small businesses for eco-innovation
and a sustainable supply of raw materials
• BIOTEC-5a-2014-1: SME boosting biotechnology-based industrial processes
driving competitiveness and sustainability
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SIE-01-2014-1
SIE-01-2014-1: Stimulating the innovation potential of SMEs for a
low carbon energy system Participants can apply to phase 1 with a view to
applying to phase 2 at a later date, or directly to
phase 2
Specific Challenge
• Reducing energy consumption and carbon footprint by smart
and sustainable use (including energy-efficient products and
services as well as ‘Smart Cities and Communities’)
• Low-cost, low-carbon electricity supply (including renewable
energy as well as CCS and re-use)
Funding (phase 2): 70%
• Alternative fuels and mobile energy sources EC Support: 0,5-2 M€
• A single, smart European electricity grid
Budget 2014: 34 M€
• New knowledge and technologies
• Robust decision making and public engagement
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EE-14-2014: Removing market barriers to the uptake of
efficient heating and cooling solutions
Market Uptake: TRL 8-9
Individual heating and cooling: Innovative measures to accelerate the
replacement of old, inefficient space heaters and packaged cooling systems
with products having A+++ to A+ energy labels.
For industrial heating/cooling: ◦deploy effective heating/cooling solutions in
industry that integrate demand and supply. ◦deploy renewable heating and
cooling solutions in relevant industrial sectors (e.g. food and drink industries).
recovery of heat from industry by putting stakeholders together, including
activities aiming at supporting public acceptance of waste heat recovery
projects.
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Type of action: Coordination and Support Actions (100%)
EU funding between EUR 1.5 and 2 million
Deadline for submission: 2014-06-05
€42,500,000
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EE-16-2014: Organizational innovation to increase energy
efficiency in industry
Market Uptake: TRL 8-9
Energy management in SMEs and industry: Improve the availability of skilled
energy auditors and energy managers and the diffusion of energy
management systems and best practices. Develop instruments to ensure
availability of updated, comprehensive and usable information on energy
efficiency relevant for industries. Address the issue of access to finance for
the actual implementation of energy efficiency upgrades.
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Type of action: Coordination and Support Actions (100%)
EU funding between EUR 1.5 and 2 million
Deadline for submission: 2014-06-05
€42,500,000
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Fast Track to Innovation
• Open to any legal entity - consortia of no more than 5
participants
• Funding of innovation actions (close-to-market)
• Proposals relating to any technology field under LEITs and
Societal Challenges (bottom-up-driven logic)
• Grant up to € 3 million (but no comitology)
• Permanently open call with three cut-off-dates per year
• Impact criterion given a higher weighting in evaluations
• Time-to-grant: 6 months
• It will be launched as a pilot action in 2015
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Sommario degli
strumenti implementativi
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