Una metodologia di Analisi Costi-Benefici nell’Impact assessment delle politiche dei trasporti Andrea Tedeschi, Giuseppe Siciliano, Carlo Vaghi [email protected] [email protected] [email protected] XI Riunione Scientifica SIET Trieste, 16-18 giugno 2009 Sommario • Introduzione e obiettivi • Descrizione del progetto • Metodologia • Impatti • Conclusioni CERTeT – Centro di Economia Regionale, Trasporti e Turismo Introduzione: l’Impact assessment L’impact assessment è uno strumento utilizzato dalla Commissione Europea per la valutazione ex-ante di progetti; è volto ad aiutare la decisione del decisore politico. EC guidelines, pivotal steps of an IA: 1 – identifying the problem 2 – define the objective 3 – develop main policy options 4 – analyse the impacts of the options 5 – compare the options 6 – outline policy monitoring and evaluation La metodologia è stata sviluppata ed implementata all’interno di uno studio di IA commissionato dalla Commissione Europea con l’obiettivo di stimare ex-ante alcuni fra i maggiori impatti delle politiche a favore dell’implementazione di un Maritime Common Space in Europa. CERTeT – Centro di Economia Regionale, Trasporti e Turismo Rationale del progetto Complessità procedure amministrative in SSS intra EU •Customs and tax rules •Immigration, trade •Statistics •Environment and waste •Phytosanitary, veterinary and healt protection •Security and safety regulations Rallentano il trasporto marittimo ed intermodale, generando ridondanze e maggiori costi (posizione svantaggiata rispetto al trasporto stradale) E’ necessaria una razionalizzazione, armonizzazione e riduzione di queste procedure, per aumentare la competitività dello SSS e stimolare modal shift dalla strada. CERTeT – Centro di Economia Regionale, Trasporti e Turismo Attività del progetto: identificazione dei bottlenecks, misure, policy option ed analisi costi benefici Identification of 9 Bottlenecks 1) Additional time, delay of the ship and/or of the goods 2) Different procedures for SSS and road transport (in particular for dangerous goods) 3) Specific national procedures 4) Individual interpretations of EU legislation 5) Language requirements (English not universally accepted) 6) Not all ports recognise electronic manifests 7) “Authorised Regulars Shipping Service” Licence only for specific routes (linked to the vessel – not to the operator). 8) Use of IT for customs purposes is not the rule in all ports 9) Administrative procedures for security standards Identification of 8 Measures A) Simplification of regulations on carriage of dangerous goods in the case of “Authorised Regular Shipping Services” B) License of “Authorised Regular Shipping Service” to be connected with operators (not with vessels) C) Separation of areas in ports (Community and non-Community goods) D) One-stop administrative shops in ports E) Enhanced electronic data transmission (elimination of paperwork) F) Single document for all administrative procedures G) Maximum elimination of administrative procedures in ports H) Use of English as second official administrative language Identification of 4 Policy Options 1. Evaluation of the measures 2. Grouping of the measures 3. Policy Options’ proposal Cost Benefit Analysis 4. PoE’s and DG TREN’ s feedbacks 5. Policy Options to be assessed BAU: “Do-nothing” Policy Option B1: Licence of “Authorised Regular Shipping Service” linked to operators, with simplifications of dangerous goods procedures Policy Option B2: One-stop shops, Single Document, Electronic data transmission, use of English Policy Option C: Maximum elimination of procedures 1. Assessment of the DO NOTHING SCENARIO Quantitative evaluation of the SSS trade (EU and DG Goods) Trend’s forecast (modal shift) 2. EVALUATION of the main IMPACTS Economic, Environmental, Social 3. COST BENEFIT ANALYSIS for each Policy Option 4. POLICY OPTIONS’ COMPARISON CERTeT – Centro di Economia Regionale, Trasporti e Turismo Descrizione del progetto: le policy options Policy Options Measures involved Description A Do-nothing No measure B1 Licence of “Authorised Regular Shipping Service”, with simplifacations of dangerous goods’ procedures • B2 One-stop shops, Single Document, Electronic data transmission, use of English • • C Maximum Elimination of administrative procedures • Sum of B1 and B2 and Maximum Elimination of administrative procedures in port. • • • • Evolution of the market according to the baseline scenario • “Authorized Regular Shipping Service” Licence to be linked with operators; Simplification of regulations on carriage of dangerous goods in the case of “Authorized Regular Shipping • Services”. Simplification of the regulations on Dangerous Goods, in the case of Authorised Regular Shipping Services; once authorized, there would be no need to stick to the complex procedures set by the IMDG Code and by Directive 2002/59 and by national regulations. A simplified regime could be devised. Harmonisation of regulations on maritime transport to the ones for road transport Linking the licence of Autorised regular liner service to the operators and not with routes/vessels. • Issuing of a single document and identification of one-stop administrative shops for traders (which also implies the implementation of appropriate information technologies for data transmission). Possibility of using English as the second language for all the maritime in relation to all administrative documents and procedures. Electronic data transmission; One-stop administrative shops in ports Single document; Use of English as a second official language for administrative procedures in SSS. CERTeT – Centro di Economia Regionale, Trasporti e Turismo • Complete elimination of administrative procedures for vessels carrying EU-cleared goods between EU ports; Complete elimination of administrative procedures on EU-cleared goods; • Reduction of inspection on vessel /goods in case of EU goods and of vessel with only EU goods on board; • Maintaining a single electronic information flow and one shop stop concept (electronic single document delivered before ships’ arrival); single shop in ports, guaranteeing the ship-owner and the ship agent a single counterpart for the payment of fee and any other information exchanges; • Extension of the status of “Regular Authorised Shipping Service” to operators and simplification of DG procedures (as PO B1); Metodologia L’ACB è uno degli strumenti che all’interno dell’IA si usa per effettuare la misurazione degli impatti. La peculiarità della metodologia oggetto dello studio sta nell’approccio usato per implementare l’ACB, data l’ampia portata geografica degli impatti prodotti dalle politiche soggetto della valutazione. Approccio congiunto bottom-up (generalmente usato in CBA per progetti di trasporto a livello locale) e top down CERTeT – Centro di Economia Regionale, Trasporti e Turismo Metodologia: top down and bottom up approach CERTeT – Centro di Economia Regionale, Trasporti e Turismo Main assumptions: ritardi su merci e navi dovuti a procedure amministrative • No delay on vessels seems to be generated when carrying administrative procedure (<1h); • Different scenarios on delays on goods: no delay on goods for some major ports of the northern range (for instance Belgium) is generated; • Delay for inspections affects only non-EU goods; • Moreover, answers received by the stakeholder consultation have been considered and the following assumptions are set: • for each time range, an average time (in hours) has been considered; • The overall delay is expressed as a probability value, weighted against different percentages for each time range (related to percentage of answer within the time range1); Weight Average time chosen =1 1-6 6-12 12-24 >24 1 3 9 18 48 Delay (P) on goods Delay (P) on vessel Form. on GOODS 50% 41% 9% 5% 9% 0% 1.42 0.52 Form. on VESSELS 40% 48% 3% 0% 1% 1% 0.8 0.56 Dangerous Goods 5% 55% 14% 0% 0% 0% 0.95 0.55 Phytosanitary 2.5% 32% 5% 0% 5% 5% 3.45 0.32 Animal origin 2.5% 18% 5% 0% 0% 5% 2.5 0.18 1,48 0.47 Weighted average delay Weight Delay on goods Delay on vessel Form. on GOODS 50% 1.42 0.52 Form. on VESSELS 40% 0.8 0.56 Dangerous Goods 5% 0.95 0.55 Phytosanitary 2.5% 3.45 0.32 Animal origin 2.5% 2.5 0.18 1,48 0.47 Weighted avg. delay (1) the percentage only refers to the total number of answers received on the specific issue of delays and not on the whole of the answers to the consultation. In case answers are not provided to the specific question, the reference sample has been eliminated from the calculation; CERTeT – Centro di Economia Regionale, Trasporti e Turismo [1] Cabotage excluded. Quantificazione degli impatti: Bills of Lading Peculiarità dell’ACB utilizzata: • Assessment costi di investimento (implementazione) su larga scala • Assessment dei costi/benefici di gestione • time costs, valutati mediante l’utilizzo di stime del valore del tempo di trasporto merci inventory costs + delay costs • time related costs dei FTE (personale Full Time Equivalent) coinvolti Il calcolo è basato sul numero dei B/L (sui quali i controlli vengono effettivamente effettuati) piuttosto che sul numero di unità di carico movimentate o sulle tonnellate/km. Si è tenuto conto dei diversi segmenti del trasporto SSS (container, Ro-Ro, Ropax, Ro-Lo, bulk), e delle diverse specificità delle merci (dangerous goods, animali vivi ecc..) Inoltre, si è tenuto conto dello status delle linee intra EU (Authorised Regular Shipping Services e non ARSS), e dello status dei beni trasportati su queste linee (EU e non EU goods). CERTeT – Centro di Economia Regionale, Trasporti e Turismo Main assumptions: Il calcolo del numero del B/L per anno The assumptions made on average vessels’ capacities and load factors, validated y experts and stakeholders interviewed during the study[1]; the following parameters were assessed: Average vessels’ capacities (considered for each type of vessel evaluated); average vessels’ loads (considered for each type of vessel evaluated); the share of cargo embarked/disembarked in each port of call on a shipping line (considered per each type of vessel evaluated); conversion factors[2] from the number of LU[3] to the number of B/L; conversion factors[4] from the number of tonnes to the number of B/L; Container Ro-Ro Ro-Lo Ro-pax Bulk 800 TEU 350 LU 100 LU + 200 TEU 80 LU 20,000 tonnes Load Factor of vessels 70% 80% 80%(LU), 70%(TEU) 80% 80% N of lines in the EU SSS market 308 136 39 74 50,000[1] Avg n of port calls per line 4.23 2.84 4.15 2.03 2 Avg n of B/L's per line per vessel 448 400 170 91 4 Avg n of line loops per year 67.2 195.1 153.0 415.5 - Vessel size Type of Vessel Ro-Ro Ro-Lo Container Ro-Pax Bulk Total (1) Based on our elaborations and data from previous study, interviews to experts and validation of the gathered data at the Antwerp meeting April 15th 2008; (2)1,4 LU per B/L in Ro-Ro traffic and 2,5 TEU per B/L in containerised one; (3) Containers and Loading Units; (4) 1,4 LU per B/L in Ro-Ro traffic and 2,5 TEU per B/L in containerised one. CERTeT – Centro di Economia Regionale, Trasporti e Turismo B/L per year 10,615,153.9 1,016,094.9 9,277,669.5 2,811,288.4 200,000 23,920,206.7 Modal shift: riduzione dei costi esterni Mio tkm shifted to SSS, 2020 Low By improving the internal efficiency of SSS, the policies determine a modal shift from Road and Rail. Thus, there is a positive impact in terms of reduction of external costs. 962 Mio tkm shifted to SSS, 2020 High 1.923 In the Base-line scenario, the modal shift for SSS of EU Goods in 2020 is equal to 8.6 bln tkm (0.77% of the total 1,116 bln tkm of SSS of EU Goods forecast). -511 •Based on indications from the previous EC Studies ISIC and MTCP, it is assumed that the EMS will determine an overall additional modal shift of: • • EMS Low +0,097% in the Low Scenario +0,194% in the High Scenario In terms of external costs saved, the advantages equal an average of: • 14.0 million Euro per year in the Low Scenario (ref. 2020) • 28.0 million Euro per year in the High Scenario (ref. 2020) -550 -256 - from road - from rail -1.100 EMS High - from road - from rail Cumulated reduction of external costs up to 2040 (million Euro) 200 Air pollution 150 Global w arming Noise 100 Accident costs Congestion 50 Infrastructure - CERTeT – Centro di Economia Regionale, Trasporti e Turismo EMS Low EMS High Riduzione dei Time cost dovuta Quantification alla riduzione dei ritardi (4/7) of impacts sulle merci (incremento della puntualità) Avg. cost reduction of delays on goods Assumptions: (h per call) A reduction in the time required for carrying out administrative procedures could produce a proportional probability reduction in the delays on goods. However: • most delays are not directly associated to “standard procedures (they are caused by periodic inspections on goods); • Delays are not produced by the time spent preparing documents (before the arrival port the ship). Impact on Delay = Impact on Time reduction x discount rate (Low for Po B1 and High for PO B2 and C). Time values applied % reduction of P (Delay) on Goods (1) PO B1 PO B2 PO C Discount rate 50% 20% 20% Formalities on vessels 1% 21% 21% Formalities on Goods 7% 25% 31% Dangerous Goods 40% 25% 40% Phytosanitary 0% 25% 25% Animal origin 0% 25% 25% Other standard goods 7% 25% 31% Weighted avg. delay 8% 25% 30% + Container Ro-Ro Ro-Lo Ro-Pax Bulk Dangerous goods €/t*hour 1.22 2.98 2.98 2.98 1.02 4.0 CERTeT – Centro di Economia Regionale, Trasporti e Turismo Delay (prob.) on goods BAU Formalities on vessels 0.80 1.24 1.06 0.36 Formalities on goods 0.77 0.78 0.62 0.44 Dangerous goods 0.95 0.57 0.72 0.57 Phytosanitary 3.45 3.45 2.59 2.59 Animal origins’products 2.50 2.50 1.88 1.88 Other standard goods 1.42 0.99 0.75 0.84 Weighted avg delay 1.48 1.07 0.83 0.82 PO B1 PO B2 PO C Cost for delays on goods for each scenario (€ per call) 6418 BAU 6272 -2% PO B1 5816 -9% PO B2 -16% 5414 PO C Riduzione dei Time cost dovutaQuantification alla riduzione dei ritardi (5/7) of impacts sulle navi Assumptions: Avg. cost reduction of delays on vessels (h per call) • The consultation’s results and the data gathered through different interviews have been used for quantifying average delays in port; BAU • Delays on vessels, rare and never higher than 1 hour; • Overall delay is expressed as a probability value, weighted against different percentages for each time range: the percentage of answers within each time range has been associated to the probability of happening of the specific event. Impact on vessel’s delay = impact of time reduction (however, only delays’ time ranges shorter than 1 hour have been considered). PO B1 PO B2 PO C Formalities on vessels 1% 44% 59% Formalities on Goods 3.7% 43% 62% Dangerous Goods 50% 30% 50% Phytosanitary 0% 30% 30% Animal origin products 0% 30% 30% + Container Ro-Ro Ro-Lo Ro_pax Bulk €/h 476 625 625 625 1250 CERTeT – Centro di Economia Regionale, Trasporti e Turismo PO C Formalities on vessels 0.56 0.55 0.31 0.23 Formalities on Goods 0.52 0.50 0.28 0.20 Dangerous Goods 0.55 0.27 0.38 0.27 Phytosanitary 0.32 0.32 0.22 0.22 Animal origin 0.18 0.18 0.13 0.13 Other standard goods 0.52 0.48 0.28 0.20 Costs for delay on vessels for each PO scenarios (€ per call) Costs for one hour vessel Percentage reduction of P (Delay) on Goods PO B1 PO B2 -2% 1120,8 -45% 619,1 BAU -60% 1102,9 PO B1 PO B2 446,3 PO C Options’ comparison (1/4) Cost-Benefit Analysis: results overview Values in MEuro (PV, discount rate ratio = 4%) Policy Option Impact id B1Low B1High B2Low B2High C1Low C1High A External costs saved by modal shift 37.4 74.8 145.3 290.5 182.7 365.3 B Personnel cost savings 11.7 11.7 232.7 234.7 244.4 244.4 C Time cost savings (improvement of punctuality rate for goods in door-todoor transport) 270.4 270.5 1852.4 1853.3 2171,6 2173,1 D Ship cost savings 0.17 0.17 25.9 25.9 26.0 26.0 E=A+B+ C+D Total Benefits 310.9 348.34 2,321.7 2,470.1 2,624.7 2,808.9 F=B+C+ D Total Internal Benefits (No Modal Shift) 273.5 273.5 2,176.5 2,179.6 2,442.1 2,443.6 47.5 47.5 70.8 70.8 111.6 111.6 G Design, Developmt & Training H Running 233.2 233.2 407.3 407.3 530.6 530.6 Total costs 280.7 280.7 478.1 478.1 642.2 642.2 NET PRESENT VALUE 40.9 78.5 1,861.9 2,010.3 2,007.2 2,191.4 L = E/G Benefit/Cost Ratio 1.11 1.24 4.86 5.17 4.09 4.37 L = F/G Internal Benefit /Cost Ratio I = G+H J M IRR 0.97 8.9% CERTeT – Centro di Economia Regionale, Trasporti e Turismo 4.45 12.0% 61.3% 3,8 62.5% 60.7% 61.9% Analisi costi benefici: comparazione dei diversi impatti Total Cost and Benefit (Values in M€) Focus on benefits (Policy Option C) 3000.0 6.00 2500.0 5.00 2000.0 4.00 1500.0 3.00 1000.0 2.00 500.0 1.00 0.0 Reduction of external cost caused by modal shift 13% Reduction in personnel costs 9% 1% - B1 Low B1 High B2 Low TOTAL BENEFIT B2 High C1 LOW TOTAL COST C1 HIGH Red. delay on vessel costs 77% Reduction of costs for improvement of punct. Rate on goods B/C Ratio Total Cost and Benefit related to personnel and Ship (M€) 700.0 6.00 600.0 5.00 500.0 4.00 400.0 IRR related to different Policy Options 3.00 300.0 2.00 200.0 PO B1 PO B2 PO C IRR Low 8.9% 61.3% 60.7% IRR high 12.0% 62.5% 61.9% 1.00 100.0 0.0 - B1 Low B1 High B2 Low B2 High Personnel and Delay Ship BENEFIT C1 LOW TOTAL COST C1 HIGH B/C Ratio CERTeT – Centro di Economia Regionale, Trasporti e Turismo Conclusioni •La comparazione totale dei costi e dei benefici, per tutte le opzioni, ha mostrato risultati positivi: a fronte di costi di implementazioni trascurabili si possono ottenere grandi benefici a livello comunitario. Nel caso in cui siano considerati solo i benefici interni (correlati solamente alle operazioni SSS), la comparazione fra costi e benefici risulta più bilanciata. •Trade off fra semplificazione procedure perorata dalla (DG TREN e DG MARE) e riduzione della security potenziale dovuta alla riduzione di controlli doganali (DG TAXUD) che dovranno essere superate. •Sussistono grandi differenze per quanto riguarda tempi delle operazioni e procedure fra nazioni e fra range portuali. •Pilot exemption certificate e separation of areas in ports (non-EU goods, EU-goods, Schengen traffic). Misure infrastrutturali costose e non attuabili nella maggior parte dei porti. •Il tema degli “Infected vessels” non è stato considerato. La commissione ha adottato nel gennaio 2009 una comunicazione ed una proposta legislativa sull’implementazione di un European Maritime Space without barriers, in cui vengono recepiti i maggiori risultati di questo studio CERTeT – Centro di Economia Regionale, Trasporti e Turismo Andrea Tedeschi, Giuseppe Siciliano, Carlo Vaghi GRAZIE PER L’ATTENZIONE memit.unibocconi.it Master Universitario in Economia e Management dei Trasporti, della Logistica e delle Infrastrutture XI Riunione Scientifica SIET Trieste, 16-18 giugno 2009