The CAMO Workshop on Complex Networks and Infrastructure Protection, 2006 ENTE PER LE NUOVE TECNOLOGIE, L’ENERGIA E L’AMBIENTE Vulnerability of Human Organizations ENEA’s Research Adam Maria Gadomski http://erg4146.casaccia.enea.it Research Center Casaccia, 05 June 2006 High-Intelligence & Decision Research Group The presentation is an Intellectual Property of the author. Unità di Calcolo e Modellistica Vulnerability of Human Organizations: ENEA’s Research Adam M. Gadomski, CAMO – ENEA – Casaccia – ed. C59 sala conferenze – 05 June 2006 CONTENS INTRODUCTION ENEA’s Research Objectives Context & Application Domains THEORETICAL BASES Basic Strategy EXPERIMENTS TOGA Meta-Theory Real Case Study Modeling Results Simulation Experiments CONCLUSIONS © 2006, A.M.Gadomski ENEA.. 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Vulnerability of Human Organizations: ENEA’s Research ENEA’s Research & Technology Development Objectives Long term research objectives (since 1990) Development of the Modeling Framework of a Cognitive Synthetic/Abstract Intelligence by the theory development and simulation experiments Middle and short term RTD objectives (2001- 2009) - Development of Intelligent Organization Cognitive Models - Identification of Vulnerabilities of Human Organizations - Simulation & Validation Experiments, test cases based (in frame of IRRIIS and CRESCO Projects). Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research ENEA’s R&T Development Objectives Three Layers Model of an Critical Infrastructure Organisational Layer Intra-dependency Cyber Layer Inter-dependency Physical Layer [Bologna, Balducelli, 2002] Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research ENEA’s R&T Development Objectives Organisational Layer Hierarchical Decomposition (?) … Cyber Layer PROBLEMS Identification and Improvement of human & artificial organizations: Physical Layer Functions Processes Structures & their Computationability [ Gadomski] Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Context & Application Domains: Socio-Cognitive Engineering Cognitive ---> Socio-Cognitive Modeling ---> Technological Contexts involving Intelligence ---> Decision-Making Modeling ---> in High-Risk Contexts Development platform: Intelligent Agents Technologies + Systemics Design Methodology Expected Application Domains: Organizational Layer (IRRIIS) What-if Simulations (CRESCO) IDSSs and Intelligent Networks Reinforcement of Organizational Intelligence. Especially for Large Complex Critical Infrastructures Protection. Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Complexity of Human Organization Layer Multi-dimensional attributes space Complex network of interactions Continuous & Discrete Dynamics Physics based statist. models (primitive intelligence) Interactions with dynamic physical & social environment Intelligent knowledge-based and interest-based human nodes Autonomy of nodes Emotional and Body contribution components Cognitive factors: ill measurable, observable and monitored New modeling paradigms (high intelligence) It requires a new complex computational systemic methodology for the modeling. Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research THEORETICAL BASES: Specification Strategy Required: Generic Research Strategy Completeness, hypothesis: Congruence & Objectives Trust Top-down Layered and … Goal- driven Partial Results Knowledge Acquisition Modeling Implementation Case-Based Final Results Validation Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research THEORETICAL BASES TOGA (Top-down Object-based Goal-oriented Approach) is a formal goaloriented knowledge ordering meta-theory, its objective is to enable identification and design of complex systems & their computer simulation. It has three basic components: - Theory of Abstract Objects (TAO) is a first level and a basic domain independent conceptualization system and a consensus building platform; -Knowledge Conceptualization System (KNOCS), It includes the TOGA’s ontology, i.e. axiomatic assumptions and basic conceptualization frameworks for the definition and decompositions of the real-world problem into an intelligent agent (IA) and domains of IA goal-oriented activities, i.e. the triple: (Intelligent Entity, Environment, Interactions) Methodological Rules System (MRUS) for the specification (if not existing yet) or identification (if existing) of complex systems and problems; it indicates how TAO and KNOCS have to be used during the conceptual identification, specification and solution of real word problems. Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Essential Paradigms for Organization Modeling URP (Universal Reasoning Paradigm) is based on the application of the data processing scheme to the human goal-oriented reasoning. It defines “elementary mind cell” and its components: Information, Preferences and Knowledge. Data – are everything what is/can be processed. Information, I - data which represent a specific property of the domain of human or artificial agent's activity . Preferences, P - Preference is an ordered relation among two properties of a real or abstract domain of activity of a cognitive agent. It indicates a property with higher utility or subjective importance. Knowledge, K - every abstract property of a human or artificial agent which has ability to process/transform a (quantitatively/qualitatively) information into other information. Domain of Activity In’ = K jn( In ), j=1, …J, for the domain , where choice of K j depends on max.preferred state: n I P goal Every new Information is processed by Knowledge: max{ P (In)} == Goal_state, K and n indicates a conceptualization point-of-view. Fig. The IPK cell it is an elementary mind cell in TOGA . Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Essential Paradigms for Organization Modeling UMP (Universal Management Paradigm) defines necessary components of the management process and their main interrelations according to. It includes a cooperating-manager environment from the subjective perspective of a pre-selected decision-making manager. The figure is also a definition of characteristic property of a management role. ROLE def. SUPERVISOR tasks information cooperation MANAGER expertises COOPERATING MANAGER ADVISOR Knowledge Preferences information tasks The same structure INFORMER EXECUTOR Domain of management (Domain of activities) IPK based definitions of the relative roles and their main interrelations: role (competences, responsibility, privileges). Competence – professional knowledge Responsibility –preferences resulting from: tasks, duties in a preselected domain Privileges - access to the information and executive power. Every element of the UMP structure is functional, subjective, incremental and recursive. Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Identification of Vulnerability and Trust The presented modeling frames enable identification of different types of organizational vulnerability: on individual levels, for group d-m, and cooperative intra-organizational types. Using IPK Using UMP SUPERVISOR Domain of Activity tasks Vulnerabilities information n cooperation I COOPERATING MANAGER MANAGER expertises ADVISOR P K goal Knowledge Preferences information tasks The same structure We may distinguish: INFORMER - Not sufficient information EXECUTOR - Not proper preferences -Not adequate competences (knowledge). Domain of management (Domain of activities) - Improper communication Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Integrated TOGA Modeling Framework C Supervisor A Coordinator Manager B Manager Experts Executors, informers DOMAIN OF ACTIVITY/INTERVENTIONS Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research EXPERIMENTS Identification sequence: • Real Cases Study • Modeling Results Social Consequences Human Errors • Simulation experiments Human Factors Modeling for Simulation Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Analyzed Test Cases 1. Blackout Italy/Suisse , 28 september 2003 2. Chernobyl disaster 3. Katrina hurricane 4. Airport Linate accident 5. Tsunami: international scale catastrophe –Indian Ocean Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Modeling of Vulnerabilities Path Identification of the Organizations Involved (object-based) Identif. of Roles: - Information acquisition and execution capacities - Responsability and competences (IPK) Cause - Consequence Tables Building Identification of vulnerabilities in terms of UMP and organizational IPK. User trust evaluation/assessment Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Test Case: Application of UMP ITALIAN ELECTRIC SISTEM Involved organizations Requets /expertises Commissioni Tecniche Requets /expertises ENEL tasks information GRTN Ministero dell’ Economia Aceaelectrabel observations actions Disaster domain Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research TSUNAMI 1. Supervisor “Onu” : la sua supervisione si realizza mediante lo IOC; ONU tasks NOAA information Requets /expertises Requets /expertises PTWS tasks information PTWC, USGS, ITIC IOC, ITIC, CCR MD, SMC actions observations Disaster domain 6. Executor “Md, Smc” : dipartimenti locali responsabili della gestione dell’allarme. 2. Manager “Ptws” : coordinatore dell’attività dei centri operativi; 3. Advisor “Noaa” : centro specializzato che si occupa della rilevazione degli tsunami nell’Oceano Pacifico; 4. Cooperating manager “Ioc, Itic, Ccr” : centri di monitoraggio che assistono il Ptws nella fase di coordinamento delle attività; 5. Informer “Ptwc, Usgs, Itic” : si occupa di informare i paesi e le popolazioni che affacciano sull'Oceano Pacifico, sul rischio tsunami Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Blackout Italy/Suisse Examples: Interactions between organizations I IPK PTWS IPK ETRANS I P P K K P IPK GRTN P I K K IPK ITIC I Objects and relations vulnerable I P I K P K IPK MD, SMC IPK PTWC, USGS, ITIC We observe different conflicts of points of view between cooperating organizations - A common tasks/roles platform is required. Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research RISULTS Identification of vulnerability on the IPK level and according to the UMP roles. Ruoli Casi Supervisor Manager Cooperating Manager Advisor Informer Executor Italian Blackout Chernobyl Linate Katrina Tsunami Legenda: Il problema si è verificato sul livello delle Informazioni Nessun valore dominante Il problema si è verificato sul livello delle Preferenze Il problema si è verificato sul livello delle Conoscenze Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research RISULTS Qualitative synthesis of the causes of losses during the Emergency Management of analyzed cases. Cause: Naturale Tecnologico 0 1 IPK di managers Strutture Organizzative Comunicazione Interna Comunicazione tra organizzazioni 1 1 1 Casi Blackout it. Chernobyl 1 1 Linate 1 1 1 1 1 1 Katrina 0 1 1 1 Tsunami 0 1 1 1 Legenda: Non essenziale per lo scenario della Risposta 0 – Non evitabili Essenziale per lo scenario della Risposta 1 – Evitabili Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Simulation Approach: Agent-Based Architecture Infrastructure Network Real Emergency Domain Agent 1 Agent 2 I1 Agent 3 Agents with different roles Agent n I2 I3 In --- P K P K P K P K I : Information I P : Preferences K : Knowledge Agent Manager P K Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Incremental Simulation: Top-down design Environ. Activity Domain Org. Body IPK Decision-Making Acting Incremental design experiment (2004) Top-down Specializations Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Simulation: illustrative Working Test Case: Emergence Propagation Map Explosion in Chemical Factory Vulnerable Node Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Simple Simulation: PROPAGATION OF EMERGENCY WITHOUT INTERVENTION Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Simulator: IPK Bases for Organizational Decision Making Meta-Scenario: Tasks Actions IPK BasesProcedures Domains of support (activity) Method Method Method … Information Reasoning Models Preferences Knowledge Software : Software : Computational Codes D1 D2 … DN IB1 IB2 … IBN PB1 PB2 … PBN KB1 KB2 … KBN Data Bases & Rule Bases Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Support for Emergency Management Possible main generic functions of an Intelligent Cognitive Advisor: • Monitoring, • Detection of Abnormalities/Erroneous States • Diagnostics • “What-if” evaluation • Decision suggestions • Expansion ability (new decision-support properties) Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Possible Full-Scale Simulator Architecture Functions activated in the Event-Action Scenario (EAS) Org. Cog Layer Layer OL CL A function & tool under development Emot. Layer PL Org. Cog Layer Layer OL CL OL CL F.Specializati Configuration on Agent Agent I -tool: a tool for the interpretation of SYNTEXT simulation results. Emot. Layer PL PL Function Functions Factory Base (TOGA based proposal) Tools used in an action in EAS OL Core Scenario Simulator Simulation Agent Event Factory CL PL A-Tools Factory Interpretation -Tools Factory E.Specialization A-Tool Agent I-Tool Spec. Agent Application Agent User-Tasks Manager (agent) Intell. Support & Cognitive Interfaces MIT Interface Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research Conclusions Nowadays Socio-Cognitive Engineering is an emerging systemic response on the dramatically growing risk of negative consequences of Human Errors, it is inevitable tool of the XXI century. - Complexity of problems requires new 3rd Generation Integration Approaches such as the TOGA multi-factor problem representation and parallel modeling, and Intelligent Decision Support Systems/(Intelligent Advisors Network) development. - Key problems are referred to the individual understanding and common transparency of decision-making processes for their intelligent human actorscontributors. - Socio-Cognitive Engineering requires new specialists on organizational, national and international levels. Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Vulnerability of Human Organizations: ENEA’s Research CONCLUSIONS The presented works have provided important modeling frameworks. The future short-term activity will be focused on: 1. Cognitive Modeling of Managerial Decision-Making under high-risk 2. Socio-technological Modeling of LCCIs collaboration 3. Development of the demo Simulation of high-risk management in human Organization The activity have been done in ENEA. It included several student theses of: 1. University “La Sapienza” : – Systems and Informatics Dep. – Sociology Dep. – Psychology Dep. – Faculty of Communication Sciences (Cognitive Ergonomics) 2. University of Rome “Tor Vergata”: - Faculty of Industrial Management Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006 Some References 1. A.M. Gadomski. Information about System-Process-Goal Approach to diagnostics and supervisory of nuclear reactor system. Materials of 19th Informal Meeting on Reactor Noises, Rome, June 1986. 2. A.M. Gadomski. Application of System-Process-Goal Approach for description of TRIGA RC1 System. Proceedings of " 9th. European TRIGA Users Conference ", Oct., 1986, Roma. Printed by GA Technologies, TOC-19, USA. 1987, also the ENEA Report RT TIB/88/2, 1988. http://hid.casaccia.enea.it/TOto/pdf/(1)an%20application%20of%20spg%20approach%20to%20the%20triga%20rc1.pdf 2. A.M. Gadomski .TOGA: A methodological and Conceptual Pattern for modelling of Abstract Intelligent Agent. In Proc. of the ‘First International Round-Table on Abstract Intelligent Agent’,25-27 Jan 1993, The ENEA print (1994). 3. A..M.Gadomski. Patterns for Conceptualization of Knowledge on Technological Systems Organizations and Human (invited paper). 9th Polish-Italian-Finnish Conference on Systems Analysis and Decision Support in Economics and Technology, Radziejowice, Poland. 25-28 October 1993. 4. A.M. Gadomski, Meta-Knowledge Engineering & Management Server (since 1997), http://erg4146.casaccia.enea.it 5. A.M.Gadomski, S. Bologna, G.DiCostanzo, A.Perini, M. Schaerf. Towards Intelligent Decision Support Systems for Emergency Managers: The IDA Approach. International Journal of Risk Assessment and Management, IJRAM, 2001, Vol 2, No 3/4. 6. A.M. Gadomski, TOGA Systemic Approach to the Global Specification - EUREKA Sophocles Project Report, ENEA, 2002. http://hid.casaccia.enea.it/RepSoph-v10.pdf 7. A.M. Gadomski, Modeling of Socio-Cognitive Vulnerability of Human Organizations: TOGA Meta-Theory Approach, Proc. of International Workshop on Complex Network and Infrastructure Protection, CNIP 2006 , 28- 29 March 2006, Rome, Italy. For more references see: http://hid.casaccia.enea.it/gad/gad-pape.html Copyright High-Intelligence & Decision Research Group, CAMO, ENEA , http://erg4146.casaccia.enea.it Adam M. Gadomski, 23/06/2005 Vulnerability of Human Organizations: ENEA’s Research New research CRESCO subproject (2006-2009): CRESCO SOC-COG “Modellistica delle Reti Complesse viste come Aggregati Socio-Tecnologici “ – Aspetto di loro Vulnerabilità Umana. Thank you ! Adam M. Gadomski, CAMO – ENEA – RC Casaccia – ed. C59 sala conferenze – 05 June 2006